News

From the Hill

Open Call: Outsourcing by Investment Advisers SEC Proposed New Rule 206(4)-11, and Amendments to Rule 204-2 and Form ADV

On October 26, 2022, the Securities and Exchange Commission (SEC) proposed new rule 206(4)-11 and rule amendments under the…  Read more

Open Call: How to Intern Successfully

If you are fortunate enough to have a college student or recent grad uate who is interested in obtaining…  Read more

STA Trading Views, Ep. 18: Bob Pisani, CNBC

In our latest episode of Trading Views, we invited Bob Pisani, CNBC Senior Markets Correspondent, to discuss his latest…  Read more

Open Call: Oursourced and Supplementary Trading Part One

Recent surveys show that more than one-third of asset managers see outsourced or supplementary trading relationships as a means…  Read more

STA in DC

STA Comment Letter on Exchange Act Release No. 30-95388; File No. S7-05-15. Exemption for Certain Exchange Members

The Security Traders Association (“STA”) appreciates the opportunity to provide comments in responseto the Securities and Exchange Commission (“Commission”)…  Read more

STA Comment Letter on JOBS 4.0 Discussion Draft

The Security Traders Association (STA) appreciates the opportunity to provide comments on theJOBS 4.0 discussion draft. STA is an…  Read more

STA Comments on SEC Chair Gary Gensler’s Remarks on Equity Market Structure Reform

New York, June 13, 2022 (GLOBE NEWSWIRE) — In response to remarks from SEC Chair Gary Gensler on equity…  Read more

STA Letter to FINRA on Complex Topics and Options

The Security Traders Association (“STA”) appreciates the opportunity to provide comments inresponse to the aforementioned Request for Comment (the…  Read more

Press

STA’s Continued Effort to #PutHerOnThePanel

by Jim Toes President & CEO, STA It’s no secret that the financial services industry has historically been male-dominated.…  Read more

Expressing Gratitude

For those of us in the U.S., on Thursday we will celebrate Thanksgiving. This is traditionally a day spent…  Read more

Conference Photos

Check out our photo album documenting STA’s 89th Annual Market Structure Conference! See here. A Friday to Remember: 89th…  Read more
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