News

From the Hill

Open Call: The State of Private Markets

The private markets continue to evolve, creating opportunities for managers, investors and companies. This open call focused on four…  Read more

Open Call: SEC Equity Market Proposals: Disclosure of Order Execution Information (Rule 605)

On December 14 the SEC unveiled its biggest proposed reforms to the U.S. equity markets since Reg NMS was…  Read more

Open Call: The Financial Services’ Journey to the Cloud

The growth of financial services firms moving data and certain business functions to the cloud has increased exponentially post…  Read more

Open Call: Outsourcing by Investment Advisers SEC Proposed New Rule 206(4)-11, and Amendments to Rule 204-2 and Form ADV

On October 26, 2022, the Securities and Exchange Commission (SEC) proposed new rule 206(4)-11 and rule amendments under the…  Read more

STA in DC

STA Comment Letter on Exchange Act Release No. 30-95388; File No. S7-05-15. Exemption for Certain Exchange Members

The Security Traders Association (“STA”) appreciates the opportunity to provide comments in responseto the Securities and Exchange Commission (“Commission”)…  Read more

STA Comment Letter on JOBS 4.0 Discussion Draft

The Security Traders Association (STA) appreciates the opportunity to provide comments on theJOBS 4.0 discussion draft. STA is an…  Read more

STA Comments on SEC Chair Gary Gensler’s Remarks on Equity Market Structure Reform

New York, June 13, 2022 (GLOBE NEWSWIRE) — In response to remarks from SEC Chair Gary Gensler on equity…  Read more

STA Letter to FINRA on Complex Topics and Options

The Security Traders Association (“STA”) appreciates the opportunity to provide comments inresponse to the aforementioned Request for Comment (the…  Read more

Press

The Silver Linings of George Santos

By Jim Toes, STA People are hardwired to look for any positive outcome from a disappointing event. This tendency…  Read more

Attend an Affiliate Event in 2023!

by Jim Toes President & CEO, STA In the every changing landscape in the financial services industry, there are…  Read more

Holidays at Harry’s

By Jim Toes, STA Last week, restaurateur icon Harry Poulakakos celebrated the 50th anniversary of the institution that bears…  Read more

Wrapping Up 2022

It’s December 21 and we are officially in holiday mode. If you ask the big box stores, the season…  Read more
ad

Contact  sta@securitytraders.org  (646)699-5996  22 Barnard Place, Manhasset, NY  11030

Web design by Monroe&Co NYC Copyright 2023 Security Traders Association, Inc. "STA" is registered in US Patent & Trademark Office Site Disclaimer