Tag: MiFID II
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Talking Points – March 2019
Discussion Document – March 2019 Who We Are STA is comprised of 24 affiliate organizations covering the entire US and Canada. The STA national board of governors is comprised of […] Read More
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Comment Letter: SEC No-Action Letters; MiFID II
STA believes that a meaningful number of market participants anticipate the Commission granting an extension on the existing “no-action” relief. Therefore, a decision to allow the relief to expire in […] Read More
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MiFID II: North American Manager & Broker Dealer
STA Open Call – March 2, 2017 – Call Notes1 MiFID II: North American Manager & Broker Dealer Presenter: Tom Conigliaro, IHSMarkit View full call report here (PDF)> Read More
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IHS Markit on MiFID II
The unbundling of research and execution requirements under MiFID II are less than a year away from being implemented. This event with its competitive and regulatory effects, is likely to […] Read More
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European Commission Decision on Unbundling the Payment for Research with Commissions
Special Presenter: Duncan Higgins, ITG Who are the parties involved on Unbundling Commissions in Europe? European Council & European Parliament European Commission, “EC” European Securities and Markets Authority, “ESMA” Financial […] Read More