Category: Testimony

Tick Pilot, Data Reporting, EMSAC, TAF and Venture Exchange

STA Issues *Implementation of Tick Size Pilot; Data Reporting Requirements *SEC Equity Market Structure Advisory Committee *SEC filing to amend Rule 15b9-1 and FINRA Regulatory Notice 15-13; Proposed exemptions to the TAF for proprietary firms *U.S. Venture Exchange; U.S. Venture Markets and TSX Venture Exchange Read specific comments (PDF)>

Roundtable on U.S. Market Structure

Yesterday, the STA participated in Congressman Garrett’s Market Structure Roundtable. Below are our opening remarks. Testimony of Jim Toes President and CEO Security Traders Association Roundtable on U.S. Market Structure Panel III: “Market Making and Trading in the 21st Century” July 28, 2014 Chairman Garrett, Ranking Member Maloney and Members of the Committee, the Security…  Read more

Market Structure: Ensuring Orderly, Efficient, Innovative and Competitive Markets for Issuers and Investors”

View Archive Webcast and Witness Testimony > View Testimony as PDF >