Category: Testimony

Tick Pilot, Data Reporting, EMSAC, TAF and Venture Exchange

STA Issues *Implementation of Tick Size Pilot; Data Reporting Requirements *SEC Equity Market Structure Advisory Committee *SEC filing to amend Rule 15b9-1 and FINRA Regulatory Notice 15-13; Proposed exemptions to…  Read more

Roundtable on U.S. Market Structure

Yesterday, the STA participated in Congressman Garrett’s Market Structure Roundtable. Below are our opening remarks. Testimony of Jim Toes President and CEO Security Traders Association Roundtable on U.S. Market Structure…  Read more

Market Structure: Ensuring Orderly, Efficient, Innovative and Competitive Markets for Issuers and Investors”

View Archive Webcast and Witness Testimony > View Testimony as PDF >