Who We Are Founded in 1934, STA[1] is comprised of 24 affiliate organizations in the US and Canada. The STA national board of governors is comprised of past presidents and industry specific leaders. Our membership represents INDIVIDUALS from varying business models: asset owners; asset managers; broker dealers who service institutional, retail and self-directed retail investors;…  Read more

Regulatory Notice 21-35; Costs/benefits of “look-through” requirements in order handling reports As a result of the 2018 amendments to Rule 606, Rule 606 comprises of reporting requirements that relate to order routing for held and not-held orders in equities and options. These requirements include the collection and processing of data from downstream broker-dealers and execution…  Read more

Who We AreFounded in 1934, STA is comprised of 24 affiliate organizations in the US and Canada. The STA national board of governors is comprised of past presidents and industry specific leaders. Our membership represents INDIVIDUALS from varying business models – buy-side, sell-side, hedge funds, exchange traders and market makers- dealing in equity and derivative…  Read more