Category: Newsletter: STA
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Happy Canada Day & July 4th!
STA Open Call brought to you by Virtu Listed Options & Equities; Cross Market Surveillance Please join us as we learn about FINRA’s most up-to-date cross market surveillance in the […] Read More
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85th Annual Market Structure Conference: Shaping the Future
Mike Rask, Hodges Capital & STA Chairman Shaping the Future. We chose this as the 2018 Market Structure Conference title because we felt it captured the industry’s proactive response to changes […] Read More
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Grassroots Giving
Grassroots Giving by STA Board The grassroots nature of STA’s affiliate organizations is more than just political activism. It is also about the charitable work each affiliate does in its […] Read More
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His Other Speech
There are two speeches inscribed on the walls of the Lincoln Memorial. One is the Gettysburg Address, 272 words delivered with unequivocal beauty by our nation’s 16th President at a […] Read More
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STA Chairman’s Letter
Hello, my name is Mike Rask and I am honored to serve as Chairman of the Board for the Security Traders Association in 2018. This will be my 20th year involved […] Read More
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Happy New Year
Happy New Year! On behalf of all STA Members in the U.S. and Canada, we wish that the coming year is a glorious one that rewards your future endeavors with […] Read More
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House Financial Services Committee Hearing
House Financial Services Committee Hearing “Implementation and Cybersecurity Protocols of the Consolidated Audit Trail” The hearing will examine the status of the CAT’s implementation and the current adequacy of existing […] Read More
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Fixed Income/Veterans Day
Pulling Together the Fixed Income Picture by Brian Cassin, Head of Business Development, Vela Preface by Jim Toes, STA In 1997 the SEC approved Order Handling Rules, (“OHR”) in equities, […] Read More
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Charity in the Financial Services Industry
Charity in the Financial Services Industry by Jim Toes The grassroots nature of STA’s affiliate organizations is more than just political activism. It is about the charitable work that each […] Read More
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SEC Chairman Jay Clayton: Standing Man
One of the more memorable scenes in the popular Tom Hank’s movie, Bridge of Spies is when captured Russian spy Abel Rylance describes how Hank’s conduct reminds him of an […] Read More