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SEC Small Business Advisory Committee
The Security Traders Association (“STA”) wishes to offer comment on several of the recommendations made by the Commission’s Small Business Advisory Committee under file number 265-27. The STA also respectfully […] Read More
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STA Urges Regulators to Slow SRO Rule Making – Bloomberg TV Interview
NEW YORK, NY — 08/05/12 — Speaking at the 2012 Security Traders Association (STA) Wisconsin Convention this weekend, Jim Toes, president and CEO of the STA, urged regulators to limit […] Read More
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Roundtable on U.S. Market Structure
Yesterday, the STA participated in Congressman Garrett’s Market Structure Roundtable. Below are our opening remarks. Testimony of Jim Toes President and CEO Security Traders Association Roundtable on U.S. Market Structure […] Read More
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Cross Border Pilot on Trading Rebates
STA Issues: Tick Size Pilot Program Plan *STA has supported the creation of a tick size pilot program to determine the impact that increasing the pricing increments may have on […] Read More
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SEC Market Structure Analyst Committee
STA Issues: *STA Comment Letter on the SEC announced Market Structure Analyst Committee, “MSAC” *SEC order directing the SRO’s & FINRA to submit a Tick Size Pilot Plan that will […] Read More
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SEC Market Structure Analyst Committee; Tick Size Pilot
STA Issues: *STA Comment Letter on the SEC announced Market Structure Analyst Committee, “MSAC” *SEC order directing the SRO’s & FINRA to submit a Tick Size Pilot Plan that will […] Read More
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NMS Tick Size Pilot Plan
The Security Traders Association (“STA”)1 offers comment on the national market system plan (“Plan”) to implement a targeted 12-month pilot program that will widen minimum quoting and trading increments (“tick […] Read More
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Tick Size Pilot Plan
The Security Traders Association (“STA”)1 submits this comment letter on the national market system plan (“Plan”) proposal filed by the national securities exchanges and the Financial Industry Regulatory Authority (“FINRA”) […] Read More
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Jobs Act; SIPs; Tax Reform
STA Issues *STA Conference focus issues Capital Formation; Risk & Surveillance;Quality of Regulation *JOBS ACT: Pilot program conducted by SEC to study the effects decimalization, with no minimum price variation […] Read More