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JOBS Act; Tax Reform; Fixed Income Roundtable
STA Issues *JOBS ACT: Pilot program conducted by SEC to study the effects decimalization, with no minimum price variation, (“MPV”) for “emerging growth companies” *Chairman’s Camp draft proposal for financial […] Read More
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STA Thoughts on the Tick Pilot
TABB Forum It is a fundamental belief of the Security Traders Association that market structure changes should be based on empirical data, according to STA president and CEO Jim Toes, […] Read More
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Open Call Report – Access Fee Pilot – Buy Side
Good evening and welcome to tonight’s Open Call on the SEC’s Access Fee Pilot and items of specific interest for asset managers. Tonight’s call is brought to you by the […] Read More
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Comment Letter: Proposed Access Fee Pilot
Dear Mr. Fields: STA welcomes the opportunity to offer comment on the Securities and Exchange Commission’s (“SEC” or the “Commission”) proposed Transaction Fee Pilot for NMS Securities (“Pilot”). As the […] Read More
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Reactions to the House Hearing on GameStop – STA Open Call Recap
Last Thursday, the House Financial Services Committee convened a hearing on the recent market volatility titled “Game Stopped? Who Wins and Loses When Short Sellers, Social Media and Retail Investors […] Read More
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Women in the Workforce with Rep. Ann Wagner
Featured Article by Lindsey Patterson, Account Executive, Forefront Communications At last month’s Washington DC Spring Update, STA hosted a prestigious group of legislators, regulators and business leaders for a series […] Read More
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STA Foundation
About STA Foundation The STA Foundation is a nonprofit 501(c)(3) corporation that serves as the educational arm of the Security Traders Association (STA). The STA Foundation, formed in 1990, strives […] Read More
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Protecting our Student Interns
In order for our industry to compete on a global scale it needs to attract and retain the brightest minds of every generation. Ensuring that a young person’s first experience […] Read More