Security Traders Association

STA Issues: *Holistic Review of Market Structure *H.R. 3448 “Small Cap Liquidity Reform Act” aka “Tick Size” *Ways and Means tax reform draft proposal regarding the uniform taxation of derivatives […] Read More

STA Issues *STA Conference focus issues Capital Formation; Risk & Surveillance;Quality of Regulation *JOBS ACT: Pilot program conducted by SEC to study the effects decimalization, with no minimum price variation […] Read More

STA Issues *JOBS ACT: Pilot program conducted by SEC to study the effects decimalization, with no minimum price variation, (“MPV”) for “emerging growth companies” *Chairman’s Camp draft proposal for financial […] Read More

STA Issues *“Petition for Rulemaking” to shorten the reporting time on 13F filings from 45 days to 2 day filed on February 1, 2013 by NYSE and two (2) trade […] Read More

STA Issues Present past material STA has issued on the topics of capital formation and decimalization with no minimum quote or trade increments Comment on the Securities and Exchange Commission […] Read More

STA Issues Discuss and solicit feedback on STA’s Comment Letter, dated July 16, 2012 Re: Tick size study mandated by the Jumpstart Our Business Startups Act of 2012, “JOBS Act” […] Read More

STA Issues Discuss testimony we gave in June, 2012 before the Capital Markets and Government Sponsored Enterprises Subcommittee, Committee on Financial Services Re- emphasize and update our opinions on the […] Read More

STA Issues STA and FIF will formally announce a implementation partnership on LULD. Most firms are still reviewing the recent approval notice and have yet to create a complete list […] Read More

STA Issues Consolidated Audit Trail (“CAT”) Amendments to the “Reopening of American Capital Markets to Emerging Growth Companies Act of 2011” (H.R. 3606) New York Stock Exchange LLC; Retail Liquidity […] Read More

STA Issues Discuss the letter to the SEC from Participants of the Plan dated November 2, 2011 titled: “Response to Comments on Plan to Address Extraordinary Market Volatility Pursuant to […] Read More