SEC Roundtable; 13(f) filings; Financial Transaction Taxes “FTT’s”

STA Issues

*“Petition for Rulemaking” to shorten the reporting time on 13F filings from 45 days to 2 day filed on February 1, 2013 by NYSE and two (2) trade associations

*SEC Staff Roundtable on Decimalization

*French FTT on ADRs, FTTs in General • Initial industry feedback on the SROs RFP on CAT

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