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STA Issues
*STA Conference focus issues Capital Formation; Risk & Surveillance;Quality of Regulation
*JOBS ACT: Pilot program conducted by SEC to study the effects decimalization, with no minimum price variation (“MPV”), on capital formation for “emerging growth companies” (EGCs).
*Securities Information Processors (SIPs): Their role in Limit Up/Limit Down (“LULD”).
*House Ways and Means Committee proposal for financial products tax reform