Category: Press
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The Security Traders Association, “STA” is pleased to announce the STA Women in Finance Task Force
“Studies have shown that women in financial services comprise 54% of the work force, but only 16% of senior executives. It appears clear to the STA and others that there […] Read More
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Unbundling Commissions from Research: Big Pain, but Any Gain?
FinOps Report Customers are supposed to understand and agree on exactly what they are paying for. Right. It sounds like a truism, but it isn’t always true. Deals may contain […] Read More
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Risk Readiness Revisted
FTSE Global Markets What challenges does a broader approach to managing risk present to banks and broker-dealers? What kinds of resources may be required to fortify trade-capture, surveillance and other […] Read More
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SEC Chair White has Groove
FTSE Global Markets Testifying for over three (3) hours before a full House Financial Services Committee, SEC Chair White was clear and methodical when describing the Commission’s agenda and her […] Read More
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Reforming the Regulation
Global Trading Jim Toes of the US Security Traders Association discusses the role of public comment in forming US regulation as well as its affects on other asset classes and […] Read More
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Broker-Dealers: Good Hygiene Reduces Cybersecurity Attacks
FinOps Report When it comes to mitigating cybersecurity attacks, broker-dealers are quickly taking a chapter out of the textbook on good dental hygiene. Just as regular brushing and flossing can […] Read More
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The Security Traders Association, “STA”, Announces 2015 Board
NEW YORK, 5 February 2015 At its first meeting of the year, held recently in Chicago, the STA finalized its 2015 Board of Governors. The 2015 STA Board is comprised […] Read More
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STA Thoughts on the Tick Pilot
TABB Forum It is a fundamental belief of the Security Traders Association that market structure changes should be based on empirical data, according to STA president and CEO Jim Toes, […] Read More
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A Letter from our Chairman
A Letter from our Chairman Tweet by John Daley As we approach year end, there are no signs that market-structure issues are slowing down. Comments for the proposed tick-size pilot […] Read More
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Dear Canada
Dear Canada, On behalf of the entire Security Traders Association, let me express our heartfelt sympathy and sorrow to our Canadian members following the horrible attacks this week. Please […] Read More