Category: CEO’s Desk
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The Graduate: Part II
Much is written about the Power of Community. Collective wisdom, idea creation and support are just three of the many positive results that can be achieved when individuals with a […] Read More
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Hope and Time
My oldest daughters are two-years apart and sometime around them being in kindergarten I made a rookie-Dad mistake. While attempting to do work in the backyard, I sat the younger […] Read More
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Mom Was Right, They Are Our Nation’s Best
Tomorrow is Memorial Day, a day of reflection and honoring those who paid the ultimate price to protect our nation and way of life. As we remember those who served […] Read More
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Finding Hope
There are no words that can take the sting out of the financial and emotional hits we have experienced these past couple of weeks. Even someone with an imagination greater […] Read More
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Partnerships: A Key to Success
Most people in our industry will agree that finding the right partners is crucial to success. At their best, these relationships allow access to expertise that your firm may lack, […] Read More
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The SEC's Meeting on Market Data
Tomorrow, Jan. 8, the Securities and Exchange Commission will consider whether to issue for public comment a proposed order that “would require the SROs to propose a single, new NMS plan that […] Read More
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College Student Home for the Holidays?
New Year’s Eve usually marks the beginning of when parents start counting down the days until their college students return to school. While it’s wonderful to have them home for […] Read More
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Would You Be Prepared?
It’s an old Wall Street adage, a promotion comes one year later than expected and the loss of a job happens one year sooner. In our industry, like so many […] Read More
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Measuring Regulatory Influence
Firms in the financial services industry spend an enormous amount of energy measuring progress towards intended goals. At times, this intense fixation on metrics can seem counterproductive, but maintaining these […] Read More