Category: CEO’s Desk
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To Our Colleagues in Washington DC
To our colleagues in Washington DC: As more images appear in the public eye of the January 6 assault and breach of our nation’s Capitol and office buildings, it is […] Read More
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Be Like Mike
For anyone who has spent time on an equity trading floor, you know that the relationship between traders and sales-traders is complicated and filled with friction caused by conflicting interests. […] Read More
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In 2020, Industry Firms Can Give to Each Other by Giving Back
With the holiday season approaching, now is a natural time to think about how we can adapt longstanding traditions to meet the moment. By now, most of us have settled […] Read More
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New Jersey’s FTT: Express Your Opposition
As states across the nation face 2021 budget gaps due to the COVID 19 pandemic, New Jersey is pursuing a financial transaction tax (FTT) on trades done at “high quantity” […] Read More
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The Graduate: Part II
Much is written about the Power of Community. Collective wisdom, idea creation and support are just three of the many positive results that can be achieved when individuals with a […] Read More
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Hope and Time
My oldest daughters are two-years apart and sometime around them being in kindergarten I made a rookie-Dad mistake. While attempting to do work in the backyard, I sat the younger […] Read More
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Mom Was Right, They Are Our Nation’s Best
Tomorrow is Memorial Day, a day of reflection and honoring those who paid the ultimate price to protect our nation and way of life. As we remember those who served […] Read More
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Finding Hope
There are no words that can take the sting out of the financial and emotional hits we have experienced these past couple of weeks. Even someone with an imagination greater […] Read More
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Partnerships: A Key to Success
Most people in our industry will agree that finding the right partners is crucial to success. At their best, these relationships allow access to expertise that your firm may lack, […] Read More
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The SEC's Meeting on Market Data
Tomorrow, Jan. 8, the Securities and Exchange Commission will consider whether to issue for public comment a proposed order that “would require the SROs to propose a single, new NMS plan that […] Read More