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Talking Points – November 2021
Who We AreFounded in 1934, STA is comprised of 24 affiliate organizations in the US and Canada. The STA national board of governors is comprised of past presidents and industry […] Read More
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Open Call: SEC’s Proposed Rules on Securities Lending
On November 18th the SEC published and requested comment on proposed Rule 10c-1 (Rule) which would for the first time require all lenders of securities to provide data and material negotiated […] Read More
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Talking Points – March 2022
Who We Are Founded in 1934, STA[1] is comprised of 24 affiliate organizations in the US and Canada. The STA national board of governors is comprised of past presidents and […] Read More
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STA Comment Letter on 15c2 -11
We commend the Commission for proposing amendments to modernize Rule 15c2-11. As the Commission notes in the Proposal, the OTC securities market has undergone significant changes since Rule 15c2-11 was […] Read More
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Open Call Report – Rule 606
STA Open Call – March 13, 2019 – Call Notes[1] Rule 606: Getting Closer Mark Davies, S3 Rule 606 Infographic LINK Opening Remarks – Jim Toes, STA STA Comment Letters […] Read More
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Talking Points – October 2017
STA discussion document with congressional staff on: Consolidated Audit Trail; US Treasury Report and ETPs Specific Comments: Consolidated Audit Trail – Recommendation for a Revised Implementation Plan STA delivered a […] Read More
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Open Call Report – Securities Lending; A $10b Revenue Line
STA Open Call – December 4, 2018 – Call Notes[1] Securities Lending: A $10 Billion Revenue Line Presenter: Bob Levy, Hanweck Presentation HERE Opening Remarks – Jim Toes, STA […] Read More
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All Conferences
2024 91st Annual Market Structure ConferenceSeptember 18-20, 2024JW Marriott Grande LakesOrlando, FL 2023 90th Annual Market Structure ConferenceOctober 11-13, 2023 | JW Marriott | Washington DCThe Next Era 2022 89th […] Read More
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Talking Points – December 2017
STA discussion document with congressional staff for the month of December on: Consolidated Audit Trail; ETPs and Tick Size Pilot Specific Comments: Consolidated Audit Trail – Recommendation for a Revised […] Read More
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Tapping the Power of Women on Wall Street
TABB Forum While there has been a significant amount of hiring of women on Wall Street in the past 15 years, career advancement for women in finance often stalls, notes […] Read More