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#PutHerOnThePanel
STA Women in Finance is pleased to announce that Suni Harford, Head of Investments UBS Asset Management will be among the featured speakers at STA’s Annual Market […] Read More
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2023 Confirmed Sponsors
24 Exchange Apex Fintech Solutions Architect Financial Axos Clearing Baird Bank of America Securities BIDS Trading Blue Ocean Technologies BMO BOX Options Broadridge Financial Solutions Canaccord Genuity Group Canadian Securities […] Read More
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STA WIF Symposium – 2016
Inaugural STA Women in Finance Symposium September 14, 2016 | JW Marriott | Washington DC Keynote Speaker Suni Harford is a Managing Director and Citigroup’s Regional Head of Markets for […] Read More
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Conflicts of Interest: Some Things to Consider
Conflicts of Interest: Some Things to Consider By Troy A. Paredes* Let’s consider conflicts of interest. Concerns about conflicts of interest come up all the time in financial markets. […] Read More
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Limit Up Down
STA welcomes the opportunity to comment on the Plan to Address Extraordinary Market Volatility (the “Plan”) Submitted to the Securities and Exchange Commission (“Commission”) Pursuant to Rule 608 of Regulation […] Read More
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Large Trader Relief; Upcoming SEC Roundtable
STA Issues Present past material STA has issued on the topics of capital formation and decimalization with no minimum quote or trade increments Comment on the Securities and Exchange Commission […] Read More
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Open Call – Implementation of Rule 606
STA Open Call – February 26, 2020 Rule 606 Implementation Chris Bok, FIF & Jim Toes, STA Reference Material[1] STA Comment Letter on Rule 15c2-11 STA commends the Commission for […] Read More
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STA Comment Letter on CAT Funding Proposal
STA does not support the Proposed Funding Model and we recommend the Commission deny the Filing and instruct the Operating Committee for CAT to address issues involving collaboration with Industry […] Read More