At a July 13, open meeting the Securities and Exchange Commission (SEC) voted unanimously “to propose amendments to Rules 600 and 606 of Regulation NMS to require new disclosures by broker-dealers to institutional customers about the routing and execution of their orders, and to propose targeted enhancements to current order routing disclosures for retail customers”.

Presenter:

David Weisberger
Managing Director
Global Head of Trading Analytics Products
IHS Markit

CALL NOTES

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