Category: STA in DC
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Check Out the Latest Agenda & Conference Update
Dear Colleague, Despite the realities of the past 18 months, we as individuals and as an industry have continued to demonstrate resilience and perseverance. This will be celebrated at STA’s […] Read More
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Rep. Bill Huizenga & Initial Agenda Announced
Congressman Bill Huizenga Representative, U.S. House of Representatives & Ranking Member, Investor Protection, Entrepreneurship & Capital Markets Subcommittee Bio here See the full announcement and initial conference agenda here. Read More
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STA Women in Finance Symposium Announce Featured Keynote
STA Women in Finance is pleased to announce its keynote speaker for this year’s Annual STA Women in Finance SymposiumThursday, Oct. 7 JW Marriott Washington DC Heather Brilliant Chief Executive […] Read More
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STA Comment Letter on CAT Funding Proposal
STA does not support the Proposed Funding Model and we recommend the Commission deny the Filing and instruct the Operating Committee for CAT to address issues involving collaboration with Industry […] Read More
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STA Comment Letter on May 6 GameStop Hearing
STA appreciates the Committee’s actions of holding three public virtual hearings on the market events in late January 2021 involving GameStop and other meme stocks. Public hearings serve an invaluable […] Read More
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STA Comment Letter on Financial Transaction Tax
STA opposes FTTs because they are paid by the end investor and result in higher trading costs due to wider spreads, decreased liquidity, increased price volatility, or lower performance on […] Read More
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STA Comment Letter on GameStop Congressional Hearing
The U.S. markets are in a constant state of evolution driven by innovation and at times, new entrants. Throughout the history of U.S. markets, there have been moments when inefficiencies […] Read More
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STA Comment Letter on Nasdaq BX Proposal to Limit Short-Term Options Strikes
STA believes the Strike Interval Proposal introduces an efficient strike listing standard that balances the interests of option market makers, liquidity providers and investors and, if replicated by other option […] Read More
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STA Files Comment Letter on Form 13F
“STA acknowledges that the current reporting threshold presents burdens on certain small investment managers, but given the importance of the information from Form 13F we recommend that the Commission exercise extreme caution […] Read More
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STA Comment Letter on 15c2 -11
We commend the Commission for proposing amendments to modernize Rule 15c2-11. As the Commission notes in the Proposal, the OTC securities market has undergone significant changes since Rule 15c2-11 was […] Read More