Category: STA in DC
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Talking Points – February 2022
Regulatory Notice 21-35; Costs/benefits of “look-through” requirements in order handling reports As a result of the 2018 amendments to Rule 606, Rule 606 comprises of reporting requirements that relate to […] Read More
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Talking Points – November 2021
Who We AreFounded in 1934, STA is comprised of 24 affiliate organizations in the US and Canada. The STA national board of governors is comprised of past presidents and industry […] Read More
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Security Traders Association Announces Winners of 2021 STA Foundation Awards
Washington, DC, Sept. 27, 2021 (GLOBE NEWSWIRE) — Security Traders Association (STA) is pleased to today announce the recipients of the 2021 STA Foundation Awards. The annual STA Foundation Awards recognize individuals […] Read More
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STA Comment Letter on the Modernization of Derivatives Tax Act 2021
STA urges the Senate to consider the negative impact of the Modernization of Derivatives Act (MODA 2021). The legislation would require mark-to-market tax treatment for derivatives contracts and require gains […] Read More
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Tim Mahoney: 2021 Dictum Meum Pactum Award Recipient
Presentation atSTA 88th Annual Market Structure ConferenceWednesday, October 6JW Marriott Washington DCSee Agenda Security Traders Association (STA) is pleased to announce Tim Mahoney as the 2021 Dictum Meum Pactum (DMP) Award […] Read More
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Check Out the Latest Agenda & Conference Update
Dear Colleague, Despite the realities of the past 18 months, we as individuals and as an industry have continued to demonstrate resilience and perseverance. This will be celebrated at STA’s […] Read More
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Rep. Bill Huizenga & Initial Agenda Announced
Congressman Bill Huizenga Representative, U.S. House of Representatives & Ranking Member, Investor Protection, Entrepreneurship & Capital Markets Subcommittee Bio here See the full announcement and initial conference agenda here. Read More
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STA Women in Finance Symposium Announce Featured Keynote
STA Women in Finance is pleased to announce its keynote speaker for this year’s Annual STA Women in Finance SymposiumThursday, Oct. 7 JW Marriott Washington DC Heather Brilliant Chief Executive […] Read More
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STA Comment Letter on CAT Funding Proposal
STA does not support the Proposed Funding Model and we recommend the Commission deny the Filing and instruct the Operating Committee for CAT to address issues involving collaboration with Industry […] Read More
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STA Comment Letter on May 6 GameStop Hearing
STA appreciates the Committee’s actions of holding three public virtual hearings on the market events in late January 2021 involving GameStop and other meme stocks. Public hearings serve an invaluable […] Read More