Category: STA in DC
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SEC Trading & Markets Re: “Tick Study/JOBS Act”
STA Issues Discuss testimony we gave in June, 2012 before the Capital Markets and Government Sponsored Enterprises Subcommittee, Committee on Financial Services Re- emphasize and update our opinions on the […] Read More
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Market Structure: Ensuring Orderly, Efficient, Innovative and Competitive Markets for Issuers and Investors”
View Archive Webcast and Witness Testimony > View Testimony as PDF > Read More
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SEC Trading & Markets Re: Limit Up/Limit Down
STA Issues STA and FIF will formally announce a implementation partnership on LULD. Most firms are still reviewing the recent approval notice and have yet to create a complete list […] Read More
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“Mini Contract” proposals
The Security Traders Association, “STA” welcomes the opportunity to comment on Regulatory notices; SR-NYSEArca-2012-26 & SR-ISE-2012-26 Mini-Option Proposals, “Proposals”. The STA is an organization comprised of individuals who are involved […] Read More
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STA Comments on RLP
New York, NY April 26, 2012 The Security Traders Association issued commentary to the Securities and Exchange Commission regarding RLP. For a copy of our […] Read More
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Comment Letter – Senate Banking on Capital Formation
STA letter to Senator Tim Johnson, then Chairman of the Committee on Banking, House and Urban Affairs; dated March 20, 2012: “We believe both market makers and other liquidity […] Read More
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Comment Letter to Senate Banking On Capital Formation
Dear Chairman Johnson and Ranking Member Shelby, Recently, the House of Representative passed H.R. 3606, the “Jumpstart Our Business Startups Act.” The Security Traders Association, “STA”1 would like to share […] Read More
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Centralized Audit Trail
The Security Traders Association (STA) would like to take this opportunity to provide comments on the proposed Consolidated Audit Trail (CAT) discussed in File Number S7-11-10 (the “Proposal”). The STA […] Read More