Security Traders Association

The Security Traders Association (STA) would like to take this opportunity to provide comments on the proposed Consolidated Audit Trail (CAT) discussed in File Number S7-11-10 (the “Proposal”). The STA […] Read More

The Security Traders Association, “STA” welcomes the opportunity to comment on Regulatory Notice: 11-43 -Proposed Amendment to FINRA Rule 5210 (“Amendment”). The STA is an organization comprised of individuals who […] Read More

STA welcomes the opportunity to comment on the Plan to Address Extraordinary Market Volatility (the “Plan”) Submitted to the Securities and Exchange Commission (“Commission”) Pursuant to Rule 608 of Regulation […] Read More

The Security Traders Association (“STA”) welcomes the opportunity to comment on the CFTC proposed amendment to rule 4.5. We hope that the opinions of our membership will assist the Commission […] Read More

STA welcomes the opportunity to comment on the recommendations made by the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues (the “Committee”), in response to the Market Events of May […] Read More

The Security Traders Association (“STA”) welcomes the opportunity to respond to questions posed by the Securities and Exchange Commission (“SEC” or the “Commission”) on the SEC Concept Release, 34-61358 (“Concept […] Read More

The Security Traders Association (STA) Options Sub-Committee (Committee) appreciates this opportunity to comment on the February 24, 2010 Final rule amendments to Regulation SHO Rule 201. Read full comment letter […] Read More

On January 14, 2010, the SEC published its “Concept Release on Equity Market Structure” (Release 34-61358) and the Security Traders Association is working diligently to respond to the many important […] Read More

The STA appreciates the opportunity to comment on the Proposed Regulation of Non-Public Trading Interest, Release No. 34-60997 (“Release”). Read full comment letter (PDF)> Read More