Category: Open Call

Open Call: SEC Proposed Amendments to Shorten the Settlement Cycle from T+2 to T+1

To help raise awareness and educate the broader industry on the Securities and Exchange Commission (SEC) proposed rules that would shorten the settlement cycle from two business days (T+2) to…  Read more

Open Call: SEC Proposes Significant Expansion of Regulations ATS

To help raise awareness and educate the broader industry on the SEC’s proposed rules that would significantly expand Regulation ATS, STA is pleased to provide a recorded Open Call that…  Read more

Open Call Recap: Market Data Experts Weigh in on SEC’s Proposed MDI Rule Changes

On Thursday, January 27, Security Traders Association (STA) hosted an open call entitled, “Market Data Infrastructure Rule Proposed Pricing – What is Fair and Reasonable?” featuring Manisha Kimmel, Chief Policy…  Read more

Open Call: SEC’s Proposed Rules on Securities Lending

On November 18th the SEC published and requested comment on proposed Rule 10c-1 (Rule) which would for the first time require all lenders of securities to provide data and material negotiated…  Read more

Open Call: Greenwood Project: Introducing Tomorrow’s Leaders

In order for our industry to compete on a global scale it needs to attract and retain the brightest minds of every generation. Student internships, which are often an individual’s first experience…  Read more

Open Call Recap – STA Women in Finance Webinar: Challenges and Opportunities Women Face in Negotiations

Women in business and finance face certain biases and disadvantages in negotiations. They can be criticized for being “aggressive,” a trait that is often praised in men. Consequently, women can…  Read more

Open Call: Round Lot Reform

On December 9, 2020, the SEC adopted rules to modernize the infrastructure for the collection, consolidation, and dissemination of market data for exchange-listed national market system stocks. This past April 2021,…  Read more

Open Call – NYSE Comment Letter on CAT

Summary Report STA Open Call – May 27, 2021 An Alternative CAT Funding Proposal Michael Blaugrund, NYSE Group & Jim Toes, STA Audio Replay and Video Replay 2021 STA Charity…  Read more

Early Reactions to House Hearing on GameStop and Recent Market Volatility, Part Two

The House Financial Services Committee will hold its second hearing on GameStop and recent volatility on March 17 at 10:00 a.m. EDT. The hearing is titled Game Stopped? Who Wins…  Read more

Reactions to the House Hearing on GameStop – STA Open Call Recap

Last Thursday, the House Financial Services Committee convened a hearing on the recent market volatility titled “Game Stopped? Who Wins and Loses When Short Sellers, Social Media and Retail Investors…  Read more