Category: Newsletter: STA
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In-Person Affiliate Events Are Back…Yes, In Person!
Over the next few weeks and months, several STA affiliates will be hostingin-person networking events. While we recognize that business travel restrictions are still in place for many companies and […] Read More
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DC Spring Update & Turning Compliance Burdens into Competitive Insights
It’s no secret that for capital markets firms, regulatory compliance has become increasingly complex over the past decade. While reasonable minds may disagree about what shape these requirements should take, […] Read More
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A Winning Tradition
By Andrew D’Amore, Virtu FinancialSTA Chairman of the Board Every year, more than 250 individuals volunteer their time in service to our industry and their communities by serving on one […] Read More
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Diversity and Inclusion/SEC Fixed Income Proposal/January 6th
Chairwoman Waters Announces Financial Services Subcommittee Leadership“I am pleased to announce the very experienced, dedicated, diverse, and talented leadership of our six Subcommittees,” said Chairwoman Waters. “During the 117th Congress, the […] Read More
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Updates from the Hill and Comment Letter on Nasdaq Filing
SEC Adopts Rules to Modernize Key Market Infrastructure Responsible for Collecting, Consolidating, and Disseminating Equity Market DataThe SEC today adopted rules to modernize the infrastructure for the collection, consolidation, and […] Read More
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Conference Stats, STA Foundation Awards and More
Thank you to everyone who attendedSTA’s 2020 Market Structure Virtual Conference,especially our Speakers, Sponsors and Virtual Vendors. Registration & Engagement StatsRegistrants: 1,525 Industry ProfessionalsAttending Firms/Organizations: 296Countries: 15Average Views Per Panel: […] Read More
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Form 13F Comment Letter and More
SEC Trading & Markets Staff No Action LetterSEC Trading & Markets Division staff TM Division issued a No Action letter to FINRA discussing the role of an ATS in the […] Read More
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Program Agenda Update & Open Call on Rule 606(b)(3)
SEC Proposes Data Security Enhancements to the CAT NMS PlanThe Securities and Exchange Commission today proposed amendments to the national market system plan governing the Consolidated Audit Trail to bolster […] Read More
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2020 Virtual Conference and New Podcast Initiatives
Our 2020 Market Structure Conferenceis Going Virtual! Given the effects of COVID-19, the STA 2020 Market Structure Conference will be presented 100% virtually this year. Learning how to adapt within such a […] Read More
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STA Foundation Awards and the Importance of Mentorship
Securities and Exchange Commission and Justice Department’s Antitrust Division Sign Memorandum of Understanding The Securities and Exchange Commission and the Department of Justice’s Antitrust Division have signed an interagency Memorandum […] Read More