Category: Newsletter: STA
-
The Great Return & SEC Announces Annual Regulatory Agenda
An appropriate title for STA’s flagship event as we return to Washington DC this Oct. 6-8 for our 88th Annual Market Structure Conference. As of June 11, Washington DC has […] Read More
-
Greenwood Project Selected as STA Charity for 2021
STA, at both the National and the Affiliate level, has long recognized the importance of providing opportunity and education to our younger generation, particularly those who have an interest in […] Read More
-
In-Person Affiliate Events Are Back…Yes, In Person!
Over the next few weeks and months, several STA affiliates will be hostingin-person networking events. While we recognize that business travel restrictions are still in place for many companies and […] Read More
-
DC Spring Update & Turning Compliance Burdens into Competitive Insights
It’s no secret that for capital markets firms, regulatory compliance has become increasingly complex over the past decade. While reasonable minds may disagree about what shape these requirements should take, […] Read More
-
A Winning Tradition
By Andrew D’Amore, Virtu FinancialSTA Chairman of the Board Every year, more than 250 individuals volunteer their time in service to our industry and their communities by serving on one […] Read More
-
Diversity and Inclusion/SEC Fixed Income Proposal/January 6th
Chairwoman Waters Announces Financial Services Subcommittee Leadership“I am pleased to announce the very experienced, dedicated, diverse, and talented leadership of our six Subcommittees,” said Chairwoman Waters. “During the 117th Congress, the […] Read More
-
Updates from the Hill and Comment Letter on Nasdaq Filing
SEC Adopts Rules to Modernize Key Market Infrastructure Responsible for Collecting, Consolidating, and Disseminating Equity Market DataThe SEC today adopted rules to modernize the infrastructure for the collection, consolidation, and […] Read More
-
Conference Stats, STA Foundation Awards and More
Thank you to everyone who attendedSTA’s 2020 Market Structure Virtual Conference,especially our Speakers, Sponsors and Virtual Vendors. Registration & Engagement StatsRegistrants: 1,525 Industry ProfessionalsAttending Firms/Organizations: 296Countries: 15Average Views Per Panel: […] Read More
-
Form 13F Comment Letter and More
SEC Trading & Markets Staff No Action LetterSEC Trading & Markets Division staff TM Division issued a No Action letter to FINRA discussing the role of an ATS in the […] Read More
-
Program Agenda Update & Open Call on Rule 606(b)(3)
SEC Proposes Data Security Enhancements to the CAT NMS PlanThe Securities and Exchange Commission today proposed amendments to the national market system plan governing the Consolidated Audit Trail to bolster […] Read More