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Open Call Report – New FINRA Exam Process
In July 2017 the SEC approved FINRA’s proposed rule change to streamline competency exams and expand opportunities for prospective securities professionals STA Open Call – November 29, 2017 – Call […] Read More
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Check Out the Latest Agenda & Conference Update
Dear Colleague, Despite the realities of the past 18 months, we as individuals and as an industry have continued to demonstrate resilience and perseverance. This will be celebrated at STA’s […] Read More
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U.S. Department of Treasury April 28, 2016 Meeting Notes
On April 18, 2016 the Financial Stability and Oversight Council, (“FSOC” or “Council”) presented a report on their review of potential risks from asset management products and activities. The STA […] Read More
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STA Conference Notes, Day 1
Please submit your email address to receive notes from day 1 of STA’s 83rd annual market structure conference (PDF Download) and to subscribe to STA News. [email-download download_id=”11143″ contact_form_id=”11096″] Read More
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Marketplace Rebate Study – Canada
We would like to bring to your attention the opportunity to conduct a comprehensive crossborder study of the effect of marketplace rebates on market quality and integrity, in conjunction with […] Read More
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SEC Trading & Market Re: “Tick Study/JOBS Act” & “CAT”
STA Issues Discuss and solicit feedback on STA’s Comment Letter, dated July 16, 2012 Re: Tick size study mandated by the Jumpstart Our Business Startups Act of 2012, “JOBS Act” […] Read More
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Tick Study
Over the course of our seventy-nine year history, the Security Traders Association (STA) has provided unique and focused comment on issues related to market structure. STA members are practitioners in […] Read More
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SEC Trading & Markets Re: “Tick Study/JOBS Act”
STA Issues Discuss testimony we gave in June, 2012 before the Capital Markets and Government Sponsored Enterprises Subcommittee, Committee on Financial Services Re- emphasize and update our opinions on the […] Read More
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2019 Speakers & Moderators
Featured Speakers Hester M. PeirceCommissionerU.S. Securities and Exchange Commission Hester M. Peirce was appointed by President Donald Trump to the U.S. Securities and Exchange Commission (SEC) and was sworn in […] Read More
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2020 Speakers & Moderators
Featured Speakers Bill HuizengaRanking MemberCapital Markets, Securities, and Investment Subcommittee Congressman Bill Huizenga represents Michigan’s 2nd Congressional District which stretches from Kentwood to the lakeshore and up the coast of […] Read More