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College Student Home for the Holidays?
New Year’s Eve usually marks the beginning of when parents start counting down the days until their college students return to school. While it’s wonderful to have them home for […] Read More
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STA Student in Finance
About STA SIF Students who are enrolled full-time as an undergraduate or postgraduate are eligible for STA’s Student in Finance (STA SIF) Membership. STA SIF membership is free and ideal […] Read More
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Does the World Really Need Another Realtor?
If you recall, we published an article in June 2017 titled, Lawyers vs. Brokers. In that article we make mention of a then recent comment letter STA filed on FINRA’s lapsed license policy […] Read More
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2024 Conference Speakers
Featured Speakers Speakers Read More
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SIE; College Student Home for the Holidays?
In October 2018 FINRA streamlined the qualification exams for occupations in the financial services industry. The traditional Series 7 license has been replaced with FINRA’s Securities Industry Essentials (SIE) Exam […] Read More
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2021 Speakers & Moderators
Featured Speakers Rep. Bill HuizengaRanking MemberCapital Markets, Securities, and Investment Subcommittee Congressman Bill Huizenga represents Michigan’s 2nd Congressional District which stretches from Kentwood to the lakeshore and up the coast […] Read More
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2018 Speakers & Moderators
Featured Speakers Tim Hockey President and CEO TD Ameritrade Tim Hockey is a financial services veteran with nearly 34 years’ experience in retail banking and wealth management and a passion […] Read More
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SEC Market Structure Advisory Committee Oct. 27 Meeting Review
Special Presenter: Joe Ratterman, Chairman, BATS Global Markets This was the second official meeting of this newly formed committee The agenda included (1) Rule 610 of Reg NMS, aka the […] Read More
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SEC Proposed Amendments to Reg ATS
Special Presenter: Adam Sussman, Liquidnet STA completed two days of visits on the Hill and with the SEC. Topics discussed included the SEC’s proposed new rules to Regulation ATS. In […] Read More
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SEC Report on August 24 Events
On December 29, 2015 SEC Staff of the Office of Analytics and Research, (“OAR”) issued a research note assessing “..the operation of U.S. equity markets under the stressed conditions of […] Read More