Tag: Thinly Traded
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Talking Points – March 2019
Discussion Document – March 2019 Who We Are STA is comprised of 24 affiliate organizations covering the entire US and Canada. The STA national board of governors is comprised of […] Read More
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Open Call Report – SEC Roundtable on Thinly Traded Securities
Good evening and welcome to tonight’s Open Call on the SEC Roundtable on Thinly Traded Securities and an update on the SEC Transaction fee pilot, aka the Access fee pilot. […] Read More