Tag: SEC
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SEC Equity Market Structure Advisory Committee Feb 2 Review
On Tuesday, February 2, 2016 at 9:30am the SEC EMSAC held its third meeting. The Committee will focus on August 24, 2015 and certain issues affecting customers in the current […] Read More
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SEC Report on August 24 Events
On December 29, 2015 SEC Staff of the Office of Analytics and Research, (“OAR”) issued a research note assessing “..the operation of U.S. equity markets under the stressed conditions of […] Read More
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SEC Proposed Amendments to Reg ATS
Special Presenter: Adam Sussman, Liquidnet STA completed two days of visits on the Hill and with the SEC. Topics discussed included the SEC’s proposed new rules to Regulation ATS. In […] Read More
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SEC Market Structure Advisory Committee Oct. 27 Meeting Review
Special Presenter: Joe Ratterman, Chairman, BATS Global Markets This was the second official meeting of this newly formed committee The agenda included (1) Rule 610 of Reg NMS, aka the […] Read More
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SEC Market Structure Advisory Committee May 13th Meeting Review
Presenter: Eric Noll, President & CEO, Convergex SEC EMSAC inaugural meeting discussion topics • Should the SEC allow for publically displayed locked markets • Should the industry allow for locked […] Read More
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SEC MIDAS System
Special Presenter: Charles Collver, SEC Office of Analytics and Research In the aftermath of the Flash Crash in 2010, it became clear that technology has progressed so far and so […] Read More