SEC Rule 13h-1 and Form 13h; Limit Up/Down “LULD”

STA Issues

Express our intentions to play an active role in the implementation of the recently approved SEC Rule 13h-1 and Form 13h, “Larger Trader Reporting” (LTR).

Discuss STA’s recommendation for the “Users Advisory Committee” (UAC) described in its letter to the Commission, dated June 22, 2011 File No. 4-631, Limit Up/Down “LULD”

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