The Security Traders Association (“STA”) is pleased to offer comments on the Financial Stability Oversight Council (the “Council”) notice “seeking public comment on aspects of the asset management industry in particular whether asset management products and activities may pose potential risks to the U.S. financial system”. The STA is comprised of 24 affiliate organizations in North America. Our membership is comprised of individuals employed in the financial services industry. The STA relies on its Trading Issue Advisory Committees for input on its comment letters and for this particular comment letter the STA relied on its buy side membership.

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