The Security Traders Association (“STA”) welcomes the opportunity to comment on proposed rule changes (“ATS Filing”) to: (i) FINRA Rule 4522 to require each alternative trading system (“ATS”) to report to FINRA weekly volume information and number of trades regarding securities within the ATS; and (ii) amend FINRA Rules 6160, 6170, 6480, and 6720 to require each ATS to acquire and use a single, unique market participant identifier (“MPID”) when reporting information to FINRA. FINRA will make the reported volume and trade count information for equity securities publically available on its website.
dictum meum pactum
“my word is my bond”
Security Traders Association
since 1934