The Nexus of Equity Market Structure and Investor Relations: Remarks at the 2019 Annual Conference of the National Investor Relations Institute
“..the Division of Trading and Markets is intensely reviewing a series of important questions and policy initiatives that I believe should be of great interest to issuers and their investors as they participate in the U.S. equity markets.” – Brett Redfearn, Director Division of Trading & Markets
Ms. Allison Lee, Confirmation
On Thursday, June 20th, The U.S. Senate by voice vote, confirmed Allison Lee to serve as a Securities and Exchange commissioner, bringing the markets regulator back to full strength.
SEC Commissioner Peirce on Crypto & Grill
SEC Commissioner Hester Peirce discusses the role and responsibilities of the SEC, and how that impacts the crypto landscape with Crypto & Grill.
Read June newsletter here