In October 2018 FINRA streamlined the qualification exams for occupations in the financial services industry. The traditional Series 7 license has been replaced with FINRA’s Securities Industry Essentials (SIE) Exam plus a “top-off” exam.
The SIE is open to anyone aged 18 or older and association with, or sponsorship by, a broker dealer is not required. Which means, a college student home for the holidays, could study and take the exam before returning to school in the spring!
Join us as we discuss the SIE and explain how it is being leveraged by college students seeking internships; recent grads in their job search and individuals who have lost their license due to an extended leave.
Brian Marks, President, Head of Performance Faculty
Marcia Larson, Director, Head of Partnerships, Faculty
A link to the audio is here