STA Open Call

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Listed Options & Equities; Cross Market Surveillance

Please join us as we learn about FINRA’s most up-to-date cross market surveillance in the listed options and equity markets and what firms should be considering in their internal surveillance.

presenter

Gene DeMaio

Senior Vice President

FINRA, Market Regulation

July 10, 2018 4:30 pm to 5:00 pm EDT Register HERE

See full June newsletter here