Resources & Research
Open Calls All >
Tick Pilot Data, Part II
Please join us for a discussion on the preliminary results being generated from the Tick Size Pilot, which is… Read more
STA Women in Finance Update
We are pleased to announce that STA Women in Finance will host an Open Call this Thursday to discuss… Read more
Tick Size Pilot Data: Preliminary Results
On Monday, October 31, 2016 the roll-out for all securities in all test groups for the Tick Size Pilot… Read more
Market Data and Our Industry’s Reliance
STA Open Call – November 10, 2016 – Call Notes Market Data & Our Industry’s Reliance Presenter: Travis Schwab,… Read more
Market Structure Hearings All >
Congressional Hearing Report: Pending Nominations
On March 15, the Senate Banking Committee held a hearing on the nominations of Lisa Fairfax to be a… Read more
“Markup of Financial Services Legislation”
On March 2, the House Financial Services Committee held a markup and approved ten bills, including legislation related to:… Read more
SEC Equity Market Structure Advisory Committee
Today, the Securities and Exchange Commission’s Equity Market Structure Advisory Committee convened a meeting to discuss market volatility and… Read more
Roundtable on U.S. Market Structure
Yesterday, the STA participated in Congressman Garrett’s Market Structure Roundtable. Below are our opening remarks. Testimony of Jim Toes… Read more
Research All >
MiFID II: North American Manager & Broker Dealer
STA Open Call – March 2, 2017 – Call Notes1 MiFID II: North American Manager & Broker Dealer Presenter:… Read more
IHS Markit on MiFID II
The unbundling of research and execution requirements under MiFID II are less than a year away from being implemented.… Read more
Federal Advisory Committee Act & the SEC Market Structure Advisory Committee
FACA Summary (PDF) >… Read more
U.S. Securities Market Coalition: Summary on Financial Reform Tax
Proposed Tax Treatment of Derivatives Would Unfairly Penalize Individual Investors and Other Taxpayers Who Use Exchange-Traded Options (PDF) >… Read more