Resources & Research
Open Calls All >
Market Data and Our Industry’s Reliance
STA Open Call – November 10, 2016 – Call Notes Market Data & Our Industry’s Reliance Presenter: Travis Schwab,… Read more
SEC Proposed Amendments on Order Routing Disclosures Part II – RETAIL
At a July 13, open meeting the Securities and Exchange Commission (SEC) voted unanimously “to propose amendments to Rules… Read more
SEC Order Handling Disclosure Proposal – Part I – Overview
STA has made multiple trips to Washington DC over the summer using two (2) sets of Talking Points: -Talking… Read more
Venture Markets & Senate Hearing on SEC Nominees
On March 16th, the STA hosted an Open Call on venture markets and the Main Street Growth Act (H.R.… Read more
Market Structure Hearings All >
Congressional Hearing Report: Pending Nominations
On March 15, the Senate Banking Committee held a hearing on the nominations of Lisa Fairfax to be a… Read more
“Markup of Financial Services Legislation”
On March 2, the House Financial Services Committee held a markup and approved ten bills, including legislation related to:… Read more
SEC Equity Market Structure Advisory Committee
Today, the Securities and Exchange Commission’s Equity Market Structure Advisory Committee convened a meeting to discuss market volatility and… Read more
Roundtable on U.S. Market Structure
Yesterday, the STA participated in Congressman Garrett’s Market Structure Roundtable. Below are our opening remarks. Testimony of Jim Toes… Read more
Research All >
MiFID II: North American Manager & Broker Dealer
STA Open Call – March 2, 2017 – Call Notes1 MiFID II: North American Manager & Broker Dealer Presenter:… Read more
IHS Markit on MiFID II
The unbundling of research and execution requirements under MiFID II are less than a year away from being implemented.… Read more