MCM Category: Comment Letter - Page 4 - Security Traders Association

MCM Category: Comment Letter

April 16, 2018

CommentLetterApril2013SECSmallBusinessAdvisoryCommittee

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January 23, 2018

Rule5250FINAL

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January 8, 2018

CommentLetterCATFinal

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December 28, 2017

Open Call Report FINRA Exam Process (2)

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June 21, 2017

STACommentLetterFINRAEngagementInitiatives

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May 24, 2017

STA Comment Letter FINRA 5_24_17

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May 24, 2017

STA Comment Letter FINRA 5_24_17

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May 5, 2017

CommentLetterOrderRoutingDisclosurePartII

CommentLetterOrderRoutingDisclosurePartII Read More
September 27, 2016

commentletterorderroutingdisclosuresfinal

commentletterorderroutingdisclosuresfinal Read More
April 13, 2016

NYSEMarketDataLetterFinaledits04102016

NYSEMarketDataLetterFinaledits04102016 Read More