Category: Taking Stock
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Be responsible and expect others to be also…
Be responsible and expect others to be also… Tweet by Jim Toes Over the years, the STA has encouraged those in the financial industry to conduct their affairs with integrity. […] Read More
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SEC Chair White’s Testimony; Observations by “Captain Obvious”
SEC Chair White’s Testimony; by “Captain Obvious” Tweet by Jim Toes Yesterday, SEC Chair White testified for over three hours before the House Financial Services Committee on the SEC’s 2015 […] Read More
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A Book by a Different Cover: Trident
A Book by a Different Cover: Trident Tweet by Jim Toes Last week, the STA hosted a Round Table and invited an author who has spoken at previous events. This […] Read More
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STA Alum John Tognino: Still giving back
STA alumni John Tognino, Arthur Pacheco and others recently organized a fund raiser for the MDA in Chicago. Working in partnership with STA’s Chicago affiliate, STAC the event attracted […] Read More
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TGIF on HFT
TGIF on HFT by Jim Toes It’s Friday and for many of us in the financial industry, it could not come soon enough. This has been a highly emotion-charged week. […] Read More
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Section 31a fees and cake…”Just cut me a sliver.”
Section 31a fees and cake…”Just cut me a sliver” by Jim Toes from March 31, 2014Growing up as the youngest of seven children I’ve seen my share of cakes celebrating […] Read More
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Testimony of Seth Rogan, actor/comedian
“The third reason I’m here, simply, is to show people they’re not alone. So few people share their personal stories, so few people have something to relate to, I know […] Read More
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Conflicts of Interest: Some Things to Consider
Conflicts of Interest: Some Things to Consider By Troy A. Paredes* Let’s consider conflicts of interest. Concerns about conflicts of interest come up all the time in financial markets. […] Read More
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The Trident by Jason Redman
Author’s Note The US Navy Seal Teams have received unprecedented exposure over the last several years. A small segment of the community welcome exposure while the vast majority wish all […] Read More
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A New Year is Upon Us
by Jim Toes In Greek mythology Sisyphus was a king of Ephyra punished by being compelled to roll an immense boulder up a hill, only to watch it roll back […] Read More