Category: STA in DC
-
Talking Points – September 2017
Access Fees & Maker/Taker models Access fees and corresponding liquidity rebates (or “maker/taker” models) have evolved and are now deeply engrained in the current market structure. STA believes that a […] Read More
-
Comment Letter: FINRA Engagement Initiative
Dear Ms. Mitchell: STA welcomes the opportunity to offer comment on FINRA Special Notice (the “Notice”) Engagement Initiative. We greatly respect and appreciate FINRA’s 360 Review, in particular this request […] Read More
-
Comment Letter: FINRA Safe Harbor on Desk Commentary
Dear Ms. Mitchell, The Security Traders Association (“STA”) [1]welcomes the opportunity to comment on proposed amendments to FINRA Rule 2241 (Research Analysts and Research Reports) and FINRA Rule 2242 (Debt […] Read More
-
The Financial CHOICE Act
Dear Chairman Hensarling and Ranking Member Waters, The Security Traders Association (“STA”)1 appreciates the opportunity to comment on the “Financial CHOICE Act of 2017” (H.R. 10). STA’s comments will focus […] Read More
-
Order Routing Disclosures: Part II
The Security Traders Association (“STA”) appreciates the opportunity to offer additional comments on the Securities and Exchange Commission (“Commission” or “SEC”) proposed rule on Disclosure of Order Handling Information; File […] Read More
-
Save the Date: 84th Annual Market Structure Conference
Please join us in DC for STA’s 84th Annual Market Structure Conference. This year’s conference will take place at the J.W. Marriott in Washington DC. September 13-15, 2017. This year’s […] Read More
-
Talking Points – March 2017
STA discussion document with congressional staff for the month of March & April on: Tick Size Pilot, SEC ESMAC & SEC Over Payment Credit Act Tick Size Pilot Data (“Pilot”) […] Read More
-
SEC EMSAC Charter; Disclosure of Order Handling Information
SEC Equity Market Structure Advisory Committee; Charter STA filed a comment letter with the Commission on November 21, 2016. In our letter we recommend.. Read specific comments (PDF)> Read More
-
STA Conference Notes, Day 1
Please submit your email address to receive notes from day 1 of STA’s 83rd annual market structure conference (PDF Download) and to subscribe to STA News. [email-download download_id=”11143″ contact_form_id=”11096″] Read More
-
Order Routing Disclosures
The Security Traders Association (“STA”) appreciates the opportunity to offer comments on the Securities and Exchange Commission (“Commission” or “SEC”) proposed rule on Disclosure of Order Handling Information; File No. […] Read More