Category: STA in DC
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STA Comment Letter on Amendments Regarding the Definition of “Exchange” and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities
The Security Traders Association (“STA”) appreciates the opportunity to provide comments inresponse to the aforementioned proposal (the “Proposal”)2 published by the U.S. Securities andExchange Commission (“SEC” or “Commission”). STA is […] Read More
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STA Comment Letter on the Importance of Appropriate Length of Comment Periods
As you have highlighted in many contexts, the U.S. Securities and Exchange Commission’s (Commission) tripartite mission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. […] Read More
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Talking Points – March 2022
Who We Are Founded in 1934, STA[1] is comprised of 24 affiliate organizations in the US and Canada. The STA national board of governors is comprised of past presidents and […] Read More
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Talking Points – February 2022
Regulatory Notice 21-35; Costs/benefits of “look-through” requirements in order handling reports As a result of the 2018 amendments to Rule 606, Rule 606 comprises of reporting requirements that relate to […] Read More
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Talking Points – November 2021
Who We AreFounded in 1934, STA is comprised of 24 affiliate organizations in the US and Canada. The STA national board of governors is comprised of past presidents and industry […] Read More
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Security Traders Association Announces Winners of 2021 STA Foundation Awards
Washington, DC, Sept. 27, 2021 (GLOBE NEWSWIRE) — Security Traders Association (STA) is pleased to today announce the recipients of the 2021 STA Foundation Awards. The annual STA Foundation Awards recognize individuals […] Read More
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STA Comment Letter on the Modernization of Derivatives Tax Act 2021
STA urges the Senate to consider the negative impact of the Modernization of Derivatives Act (MODA 2021). The legislation would require mark-to-market tax treatment for derivatives contracts and require gains […] Read More
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Tim Mahoney: 2021 Dictum Meum Pactum Award Recipient
Presentation atSTA 88th Annual Market Structure ConferenceWednesday, October 6JW Marriott Washington DCSee Agenda Security Traders Association (STA) is pleased to announce Tim Mahoney as the 2021 Dictum Meum Pactum (DMP) Award […] Read More
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Check Out the Latest Agenda & Conference Update
Dear Colleague, Despite the realities of the past 18 months, we as individuals and as an industry have continued to demonstrate resilience and perseverance. This will be celebrated at STA’s […] Read More
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Rep. Bill Huizenga & Initial Agenda Announced
Congressman Bill Huizenga Representative, U.S. House of Representatives & Ranking Member, Investor Protection, Entrepreneurship & Capital Markets Subcommittee Bio here See the full announcement and initial conference agenda here. Read More