Category: STA in DC
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Advisory Committees and Roundtables in the 21st Century
by Jim Toes Advisory committees have the potential to offer great benefits to any organization. For those of us who have served on these types of committees, we understand that the […] Read More
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Roundtable on U.S. Market Structure
Yesterday, the STA participated in Congressman Garrett’s Market Structure Roundtable. Below are our opening remarks. Testimony of Jim Toes President and CEO Security Traders Association Roundtable on U.S. Market Structure […] Read More
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SEC Market Structure Analyst Committee; Tick Size Pilot
STA Issues: *STA Comment Letter on the SEC announced Market Structure Analyst Committee, “MSAC” *SEC order directing the SRO’s & FINRA to submit a Tick Size Pilot Plan that will […] Read More
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SEC Chair White June Speech; Disclosure of Non-ATS volumes; Standardize reporting on order routing
STA Issues: *SEC Chair White’s June 5th Speech *Expand disclosure of dark volume reporting to Non ATS entities. *Standardized reporting on order routing disclosure Read specific comments (PDF)> Read More
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OCC Clearing Fee Schedule
The Security Traders Association (“STA”) welcomes the opportunity to comment on The Options Clearing Corporation (“OCC”) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Elimination […] Read More
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No Lack of Market Structure Issues
No Lack of Market Structure Issues Tweet by John Daley, Chairman of the Board Last week our New York affiliate, STANY, held their conference, highlighted by outstanding speakers and a […] Read More
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Letter to Members
As many of you already know, the STA has long advocated for policies which improve the marketplace and foster investor trust, integrity and capital formation. As an association comprised of […] Read More
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Dear Members
April 9, 2014 Dear Members, As many of you already know, the STA has long advocated for policies which improve the marketplace and foster investor trust, integrity and capital formation. […] Read More
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SEC Chair Mary Jo White on Financial Market Structure
Security and Exchange Commission Chairman Mary Jo White spoke about financial markets and regulation at the Security Traders Association’s 80th Annual Market Structure Conference in Washington D.C. last here. View […] Read More
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Holistic Review; Tax Reform; “Tick Size”
STA Issues: *Holistic Review of Market Structure *H.R. 3448 “Small Cap Liquidity Reform Act” aka “Tick Size” *Ways and Means tax reform draft proposal regarding the uniform taxation of derivatives […] Read More