Security Traders Association

The Security Traders Association (“STA”)1 appreciates the opportunity to comment on the Securities and Exchange Commission (“Commission”) proposed amendments to the regulatory requirements in Regulation ATS under the Securities Exchange […] Read More

The Security Traders Association (“STA”) is pleased to offer comment on FINRA Regulatory Notice 15-13 which proposes exemptions to the TAF for proprietary trading firms. The STA is comprised of […] Read More

The Security Traders Association (“STA”) wishes to offer comment on the agenda item: “Committee Discussion of Venture Exchanges and Secondary Market Trading Issues” discussed at March 4, 2015, meeting of […] Read More

The Security Traders Association (“STA”) is pleased to offer comments on the Financial Stability Oversight Council (the “Council”) notice “seeking public comment on aspects of the asset management industry in […] Read More

The Security Traders Association (“STA”) wishes to make certain recommendations regarding the membership of the recently announced SEC Equity Market Structure Advisory Committee (“EMSAC”). The STA is an organization comprised […] Read More

The Security Traders Association (“STA”)1 offers comment on the national market system plan (“Plan”) to implement a targeted 12-month pilot program that will widen minimum quoting and trading increments (“tick […] Read More

We would like to bring to your attention the opportunity to conduct a comprehensive crossborder study of the effect of marketplace rebates on market quality and integrity, in conjunction with […] Read More

The Security Traders Association (“STA”)1 submits this comment letter on the national market system plan (“Plan”) proposal filed by the national securities exchanges and the Financial Industry Regulatory Authority (“FINRA”) […] Read More

The Security Traders Association (“STA”)1 commends the Securities and Exchange Commission (“SEC”, or “Commission”) on its focus on ensuring that the U.S. equity markets remain the strongest in the world. […] Read More

The Security Traders Association (“STA”) welcomes the opportunity to comment on The Options Clearing Corporation (“OCC”) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Elimination […] Read More