Category: Press
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SEC’s Gallagher calls for markets review, frets about bond liquidity
MarketWatch WASHINGTON (MarketWatch) — A commissioner at the Securities and Exchange Commission on Wednesday said the stock market structure needs a thorough review and he stated concerns about the bond […] Read More
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Top Regulators and Financial Leaders Headline STA Market Structure Conference
WASHINGTON, Sept. 19, 2014 /PRNewswire/ — The Security Traders Association’s 81st Annual Market Structure Conference will kick off October with a packed agenda of public- and private-sector leaders assessing the […] Read More
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Good Luck, Chair White: Advisory Committees and Roundtables in the 21st Century
TABB Forum Among SEC Chair Mary Jo White’s equity market structure agenda is a plan to create an advisory committee. While this can be an important vehicle for the regulator […] Read More
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STA’s Toes Exhorts Stock Market to Learn from Auto Industry’s Woes
Traders Magazine “As we work to reform our financial markets, we could learn a lesson from the auto industry.” in the wake of public outcry and government examination, STA president […] Read More
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SEC Set to Spur Exchange Trading
The Wall Street Journal WASHINGTON—Top U.S. securities regulators are embracing a plan designed to shift more stock trading onto exchanges and away from private trading venues operated by banks and […] Read More
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CFTC and the technology challenge
FTSE Global Markets Pressure has been mounting for Federal regulators as they are tasked with increased oversight of complex and dynamic markets. Jim Toes, chief executive officer, Security Traders Association […] Read More
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VIEW: Navigating Social Media in Finance Panel
The STA and CSTA hosted a panel at TMX Gallery where experts on social media in finance offered some insight on the effectiveness and pitfalls of social media. The panel […] Read More
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Traders on Twitter: The Securities Trader Association Tackles Social Media in Finance
Finsider The Securities Traders Association recently hosted a panel on tackling social media in financial firms. The panel included experts from Thomson Reuters, TMX, StockTwits, Fidessa and the OIC. Watch […] Read More
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NYSE, Nasdaq Join to Push for Trading Rule
The Wall Street Journal Longtime rivals Nasdaq OMX Group Inc. and NYSE Euronext are joining forces in a bid to reclaim trading volumes from smaller competitors, according to people familiar […] Read More