Category: Newsletter: STA
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April’s Showers
April showers bring May flowers a well known metaphor which not only marks time, but describes how events in one time period provide an indication on future ones. This past […] Read More
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MiFID II Regulations to Impact U.S. Asset Managers
by Ivy Schmerken Editorial-Director Flextrade North American broker-dealers and asset managers domiciled in the U.S. are watching their European counterparts gear up for compliance with MiFID II. But will MiFID […] Read More
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Town Halls vs. Phone Calls
Over the course of the last five years, I’ve had the privilege of visiting with congressional members who have oversight of the financial services industry. During these visits, there have […] Read More
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A letter from our Chairman
by Jon Schneider, ITG, Inc. Hello. I am Jon Schneider and I have the honor of serving as your STA Chairman for 2017. For those who don’t already know, STA […] Read More
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Happy New Year & 2016 Most Popular STA Articles
Happy New Year! Here is a wishing that the coming year is a glorious one. That rewards all your future endeavors with success, full of great achievements and experiences. Read […] Read More
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Happy New Year!
Happy New Year! Here is a wishing that the coming year is a glorious one. That rewards all your future endeavors with success, full of great achievements and experiences. Sincerely, […] Read More
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Not Offending is Not Enough
Like most cities on St. Patrick’s Day, New York City bars are filled with policemen and firemen in full, formal uniform. It is the one day when Wall Street guys […] Read More
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Fire Prevention in the Financial Services Industry
Tom Von Essen was New York City’s Fire Commissioner on September 11, 2011. Despite Tom’s 26 years with the FDNY his ascendance to its highest office was unorthodox for several […] Read More
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The “Customer Experience”
Earlier this week, STA filed its comment letter on the SEC’s proposed amendments to improve transparency on how orders are handled. While our letter makes several mentions on the benefits […] Read More
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A Business Lesson From a Cop on the Beat
My father, Charles Toes, recently passed away; he was 92 and for over 36 years proudly wore the uniform of a New York City Police Officer. He achieved the rank […] Read More