Category: Newsletter: STA
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The “Customer Experience”
Earlier this week, STA filed its comment letter on the SEC’s proposed amendments to improve transparency on how orders are handled. While our letter makes several mentions on the benefits […] Read More
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A Business Lesson From a Cop on the Beat
My father, Charles Toes, recently passed away; he was 92 and for over 36 years proudly wore the uniform of a New York City Police Officer. He achieved the rank […] Read More
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July’s Last Friday
As we close out the month of July many of us are looking forward to an August vacation and all of us are wondering how two-thirds of this summer has […] Read More
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Brexit, T+3
Not enough has been written to describe the incredible performance last Friday by our nation’s exchanges and markets in the face of the Brexit vote and the rebalancing of the […] Read More
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STA 83rd Annual Market Structure Conference: Game Changers and Culture Creators
by John Russell, Franklin Templeton & STA Chairman Every year the STA puts a meaningful amount of thought into the title of its annual market structure conference. This year was […] Read More
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“Clear-Eyes” by SEC Chair Mary Jo White
At last week’s SEC Equity Market Structure Advisory Committee (EMSAC), Chair White ended her opening remarks with a statement that has become a hallmark on her approach in effecting regulatory […] Read More
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Striking a balance in the presence of whistleblower programs.
At a recent industry conference held in Boca Raton, the CFTC took a booth at the event’s vendor fair. It is a good thing when regulators have outreach efforts and […] Read More
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SEC Proposed Amendments to Regulation ATS
by Jim Toes Earlier today, the STA filed its comment letter on the SEC’s Proposed Amendments to Regulation ATS. On behalf of the STA Board and 24 affiliate organizations, I […] Read More
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A fair and level playing field to compete on.
by John Russell, Franklin Templeton & STA Chairman Hello, I am John Russell and I have the pleasure of serving as your STA Chairman for 2016. For those who do […] Read More
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The Details are in the ‘Dash’…
by Rory O’Kane February 7, 1812 – June 9, 1870. The details are in the ‘dash’ between the dates. Those dates are just the bookends to a life lived. A […] Read More