Tag: Capital Formation
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Episode 6: A View From Canada
In Episode 6, we speak with Kevin Sampson, President, Equity Trading, TMX Group. Our conversation touches on a range of topics from throughout 2020, including the resilience of the markets during peak volatility: […] Read More
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Episode 5: STA Virtual Conference Interview
In Episode 5, we sat down with U.S. Rep. Bill Huizenga of Michigan, Ranking Member of the Subcommittee on Investor Protection, Entrepreneurship and Capital Markets. We covered the Congress’s early response […] Read More
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Episode 2: The Road to Modernize the Over-the-Counter Market
In Episode 2, we brought together Jacob Rappaport, Managing Director and Head of Global Equities at StoneX Group (formerly INTL FCStone) and Dan Zinn, General Counsel and Corporate Secretary for OTC Markets where […] Read More
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Comment Letter: Senate Banking Committee: Capital Formation
The Security Traders Association (STA) appreciates the opportunity to provide comments on legislative proposals in advance of the February 28, 2019, Senate Committee on Banking, Housing, and Urban Affairs hearing […] Read More
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The Financial CHOICE Act
Dear Chairman Hensarling and Ranking Member Waters, The Security Traders Association (“STA”)1 appreciates the opportunity to comment on the “Financial CHOICE Act of 2017” (H.R. 10). STA’s comments will focus […] Read More
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Financial CHOICE Act of 2016
The Security Traders Association (“STA”)1 appreciates the opportunity to comment on the “Financial CHOICE Act of 2016” discussion draft. STA’s comments will focus on section 404 of Financial CHOICE Act […] Read More
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Venture Markets & Senate Hearing on SEC Nominees
On March 16th, the STA hosted an Open Call on venture markets and the Main Street Growth Act (H.R. 4638) which would allow for the creation of venture exchanges. All […] Read More