Talking Points – Shareholder ID; SEC EMSAC; FSOC Notice on Asset Management Products & Activities

Who We Are 

STA is comprised of 24 affiliate organizations covering the entire US and Canada. The STA national board of governors is comprised of past presidents and industry specific leaders. Our membership represents INDIVIDUALS from varying business models – buy-side, sell-side, hedge funds, exchange traders and market makers- dealing in equity and derivative trading

STA Issues:

Shareholder identification by third party vendors to investor relations programs

STA Comment letter on SEC Equity Market Structure Advisory Committee

FSOC Notice Seeking Comment on Asset Management Product & Activities

Update on Chair White initiatives

See Feb 26, 2015 Talking Points here