Congressional Hearing Report: Pending Nominations

On March 15, the Senate Banking Committee held a hearing on the nominations of Lisa Fairfax to be a Commissioner of the Securities and Exchange Commission (SEC), Hester Peirce to be a Commissioner of the SEC, and Matthew Jeppson to be Director of the U.S. Mint.

Topics discussed in the hearing included: (1) Regulatory Review/ Economic Analysis; (2) SEC Enforcement; (3) Nomination; (4) Mint Production; (5) Dodd-Frank Act Rulemaking; (6) Settlements; (7) Corporate Governance; (8) Risk Management; (9) Mint Staffing; (10) Experience; (11) Data Driven Rulemakings; (12) Fiduciary Duty; (13) Corporate Political Spending; (14) FINRA; (15) Stock Buybacks; (16) Regulatory Reform; (17) Diversity; (18) PCAOB; and (19) Volcker Rule.


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