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Talking Points – February 2022
Regulatory Notice 21-35; Costs/benefits of “look-through” requirements in order handling reports As a result of the 2018 amendments to Rule 606, Rule 606 comprises of reporting requirements that relate to […] Read More
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Where markets collide; Cross product surveillance
On July 10, STA held an Open Call on FINRA’s surveillance priorities that now include patterns of activity across two related products, typically a stock and its option derivative. Gene […] Read More
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New Jersey’s FTT: Express Your Opposition
As states across the nation face 2021 budget gaps due to the COVID 19 pandemic, New Jersey is pursuing a financial transaction tax (FTT) on trades done at “high quantity” […] Read More
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Invest in Learning the Signs of Autism
By Alison Singer President, Autism Science Foundation As a parent, there are few things scarier than thinking your child may not be developing appropriately. With 1 in 59 children diagnosed with […] Read More
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Open Call Report – Cannabis’ Emerging Opportunities
STA Open Call – February 7, 2019 Call Notes[1] Cannabis: Emerging Opportunities Sachin Barot, CEO Ceres Labs Giadha Aguirre deCarcer, Founder & CEO New Frontier Data State of the Cannabis […] Read More
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Times Like These
by Chris Halverson, STA Chairman For most of us, the past few months have felt like Groundhog Day, the classic Bill Murray movie where Phil Connors (Murray) relives the same day over […] Read More