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SEC Equity Market Structure Advisory Committee Feb 2 Review
On Tuesday, February 2, 2016 at 9:30am the SEC EMSAC held its third meeting. The Committee will focus on August 24, 2015 and certain issues affecting customers in the current […] Read More
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Venture Markets & Senate Hearing on SEC Nominees
On March 16th, the STA hosted an Open Call on venture markets and the Main Street Growth Act (H.R. 4638) which would allow for the creation of venture exchanges. All […] Read More
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SEC Order Handling Disclosure Proposal – Part I – Overview
STA has made multiple trips to Washington DC over the summer using two (2) sets of Talking Points: -Talking Points July 13, 2016 -Talking Points June 15, 2016 Approval of […] Read More
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SEC Proposed Amendments on Order Routing Disclosures Part II – RETAIL
At a July 13, open meeting the Securities and Exchange Commission (SEC) voted unanimously “to propose amendments to Rules 600 and 606 of Regulation NMS to require new disclosures by […] Read More
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2021 DC Update Speakers
Featured Congressional Speaker Congressman Patrick McHenry Ranking MemberHouse Financial Services Committee [showhide type=”bio” more_text=”Read bio >” less_text=”< Close Bio”] Congressman Patrick McHenry is serving his ninth term as the […] Read More
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Open Call: How to Intern Successfully
If you are fortunate enough to have a college student or recent grad uate who is interested in obtaining an internship, we encourage them to listen to our latest STA […] Read More
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Open Call Report – SEC FinHub Guidance on “Investment Contracts” & Digital Assets
STA Open Call – April 25, 2019 Call Notes[ SEC FinHub Guidance on Digital Assets Kristin Boggiano, Chief Legal Officer, AlphaPoint Kapil Barthi, Global Head of Trading Markets, AlphaPoint to […] Read More
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2022 STA Washington DC Spring Update Speakers
Featured Speakers Hester M. PeirceCommissionerU.S. Securities and Exchange Commission Hester M. Peirce was appointed by President Donald J. Trump to the U.S. Securities and Exchange Commission and was sworn in […] Read More
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Senate Banking Hearing on US Equity Market Structure
On March 3rd, the Senate Banking, Housing, and Urban Affairs Subcommittee on Securities, Insurance, and Investment conducted an open hearing on US Equity Market Structure titled: “Regulatory Reforms to Improve […] Read More