Large Trader Reporting, Limit Up/Down “LULD”
STA Issues Provide an update on the partnership STA has formed with FIF for educating industry participants on the implementation of Large Trader Reporting, LTR. Discuss some the macro open items on LTR • Discuss STA’s recommendation for the “Users Advisory Committee” (UAC) described in its letter to the Commission, dated June 22, 2011 File… Read more
SEC Rule 13h-1 and Form 13h; Limit Up/Down “LULD”
STA Issues Express our intentions to play an active role in the implementation of the recently approved SEC Rule 13h-1 and Form 13h, “Larger Trader Reporting” (LTR). Discuss STA’s recommendation for the “Users Advisory Committee” (UAC) described in its letter to the Commission, dated June 22, 2011 File No. 4-631, Limit Up/Down “LULD” Read specific… Read more
Notice of Filing of a National Market System Plan to Address Extraordinary Market Volatility (“Plan”)
STA Issues STA is in general support of the, “Plan”. It is an innovative and progressive means to handle volatility in today’s highly technical and electronic market. Amendments may be required after implementation. Certain single arbitrary measures in the “Plan” may not meet the intended purposes of the plan for all NMS issues(large, mid and… Read more
“Trade-at” rule; Internalization/Preferencing Arrangements; SEC Funding
STA Issues “Trade At”/Depth of book protection Internalization/Preferencing arrangements Funding for SEC Budget Read specific comments (PDF)>