Category: Open Call

Volcker Rule

Tonight we will be discussing the current state and next steps for the recently passed Volcker Rule. As we pointed out in a previous notice for this open call, the House Financial Services Committee, today, conducted the first of two hearings on this topic. Full Open Call transcript (PDF)>

Equity Capital Formation Task Report

On November 11th, The Equity Capital Formation (ECF) Task Force presented a report to the U.S. Department of the Treasury containing a series of recommendations to enhance market structure for small cap companies. Full Open Call transcript (PDF)>

STA Open Call to Members – April 23, 2013

The Security Traders Association (STA), in association with the STA Foundation invite you to participate in a STA Open Call to Members on Tuesday, April 23, 2013.   “Industry Feedback on Limit Up/Limit Down” Tuesday, April 23, 2013 4:30 PM EDT to 5:15 PM Call In Number 1.800.346.2923 142 034#

Form 13f Comment Letter

Special Presenter: Payson Peabody, SIFMA For the past 2 years, we’ve been confident that so long as the House of Representatives remained Republican, that any new FTT bill would be dead on arrival. While the House remains Republican and we have no specific reason to change our opinion, we are none the less concerned. Full…  Read more